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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Jo Smith is an investment advisor representative with Osaic Wealth, Inc. Tammy has over 27 years of experience in the financial services industry. Tammy holds Series 6, 7, 24, 63 and SIE licenses and has been registered in Colorado. Tammy is a financial professional with a broad range of experience in providing financial planning and investment advice to individuals, businesses, and retirement plans. Tammy's prior experience includes positions at SAGEPOINT FINANCIAL, INC., SENTRA SECURITIES CORPORATION, UNITED PACIFIC SECURITIES, INC., and INVESTMENT CENTERS OF AMERICA, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
09/01/2023 - Present
Osaic Wealth, Inc. (BRIGHTON CO)
CO
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (BRIGHTON CO)
AZ
11/16/1998 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
CA
06/09/1997 - 11/16/1998
UNITED PACIFIC SECURITIES, INC. (CARLSBAD CA)
WI
01/26/1995 - 02/05/1997
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
BC
Issued 11/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/25/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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