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Tammy Annette Labanca

Purshe Kaplan Sterling Investments

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About Tammy Annette Labanca

Tammy Labanca is a registered representative with Purshe Kaplan Sterling Investments. Tammy has over 3 years of experience in the financial services industry. Tammy holds the Series 6, Series 63, and SIE licenses. Prior to joining Purshe Kaplan Sterling Investments, Tammy was a registered representative with J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC. Tammy is licensed in New Jersey.

Firm Information

Tammy Labanca is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tammy Labanca’s Registration & Firm History

NJ

05/11/2022 - Present

Purshe Kaplan Sterling Investments (Parsippany NJ)

NJ

08/07/2019 - 04/02/2022

J.P. MORGAN SECURITIES LLC (LIVINGSTON, NJ)

NJ

11/07/2018 - 05/31/2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MORRISTOWN NJ)

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Licenses & Designations

BC

Issued 03/07/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/08/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tammy Annette Labanca.
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