Unclaimed
Tammy Hospodar is an active investment advisor representative with over 30 years of experience in the financial services industry. Tammy currently works at Osaic Wealth, Inc., where she is registered as a Broker-Dealer and Investment Advisor. Tammy has a diverse work history, having previously worked at firms such as FSC Securities Corporation, UnionBanc Investment Services, LLC, and Symetra Investment Services, Inc., among others. Tammy holds a Series 7, Series 24 and Series 65 licenses. Tammy specializes in financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/03/2023 - Present
Osaic Wealth, Inc. (VALENCIA CA)
CA
09/14/2018 - 11/03/2023
FSC SECURITIES CORPORATION (VALENCIA CA)
CA
05/30/2008 - 09/19/2018
UNIONBANC INVESTMENT SERVICES, LLC (SHERMAN OAKS CA)
MA
10/08/2007 - 03/31/2008
SYMETRA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
06/12/2007 - 07/31/2007
AIG FINANCIAL ADVISORS, INC. (CAMARILLO CA)
MA
08/19/2004 - 11/22/2004
MFS/SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
MO
08/31/2001 - 10/06/2003
FIRST BROKERAGE AMERICA, L.L.C. (CLAYTON MO)
NY
08/31/1999 - 08/08/2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
08/03/1998 - 06/01/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
04/13/1995 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
CA
01/01/1991 - 03/15/1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NY
06/06/1989 - 12/11/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
09/22/1987 - 06/16/1989
BARABAN SECURITIES, INC.
BC
Issued 05/20/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/10/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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