Unclaimed
Tammie Knopp is a financial advisor registered with J.P. Morgan Securities LLC. Tammie has been in the financial services industry since 2008. She is a registered representative with Series 7, 6, and 63 licenses, along with the Series 65 and SIE exams. Tammie also holds a registration as an Investment Adviser Representative with J.P. Morgan Securities LLC. Previously Tammie worked at BBVA Securities Inc, BBVA Compass Investment Solutions, Inc, and Guaranty Brokerage Services, Inc. Tammie has a long and successful history of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
03/15/2017 - Present
J.p. Morgan Securities LLC (FREDERICKSBURG TX)
TX
05/16/2013 - 02/28/2017
BBVA SECURITIES INC. (FREDERICKSBURG TX)
TX
02/10/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (FREDERICKSBURG TX)
TX
08/08/2008 - 12/23/2009
GUARANTY BROKERAGE SERVICES, INC. (FREDERICKSBURG TX)
IA
Issued 10/01/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2014
Series 7 - General Securities Representative Examination
BC
Issued 08/07/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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