Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammia? Claim Your ProfileTammia Rowe is a financial professional with over 13 years of experience in the financial services industry. Tammia holds a Series 7, Series 9, Series 10 and Series 63 license, as well as the SIE exam, and is a Certified Financial Planner. Tammia has worked at J.P. Morgan Securities LLC since March 2016 and previously held roles at Fidelity Brokerage Services LLC and Silver Oak Securities, Incorporated. Tammia is registered to provide investment advice in all 50 states, Washington D.C., Puerto Rico and the Virgin Islands. Tammia currently provides investment advice to individuals, businesses, corporations, charitable organizations, pension and profit sharing plans, insurance companies and labor unions. Tammia has a history of working with a broad range of clients, with experience providing financial planning, portfolio management and selection of other advisers. Tammia is committed to providing personalized financial advice and guidance to her clients to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
04/21/2016 - Present
J.p. Morgan Securities LLC (FRISCO TX)
TX
05/16/2012 - 05/07/2014
FIDELITY BROKERAGE SERVICES LLC (PLANO TX)
TX
10/02/2009 - 07/13/2012
SILVER OAK SECURITIES, INCORPORATED (DALLAS TX)
BC
Issued 6/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/29/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/31/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/30/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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