Unclaimed
Tammey Violeta is a financial advisor with over 20 years of experience in the industry. Tammey currently works with Nylife Securities LLC, which is a firm with a "ACTIVE" status in the BrokerCheck database and a "NOTINSCOPE" status in the Investment Advisor database. Tammey is registered with FINRA and the states of Texas and New York. Tammey also holds the Series 7, Series 24, Series 63, and Series 99TO licenses. Prior to joining Nylife Securities LLC, Tammey worked with BANK AUSTRIA SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/01/2002 - Present
Nylife Securities LLC (DALLAS TX)
NY
04/29/1999 - 03/30/2001
BANK AUSTRIA SECURITIES, INC. (NEW YORK NY)
BC
Issued 06/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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