Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tamlyn? Claim Your ProfileTamlyn Baker is a financial advisor with Raymond James Financial Services Advisors, Inc. Tamlyn has been in the financial services industry since September 2, 1993. Tamlyn has a wide range of experience, having worked at several firms, including Morgan Stanley, Citigroup Global Markets Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., BA INVESTMENT SERVICES, INC., and NATIONSSECURITIES. Tamlyn holds a number of professional designations, including Certified Financial Planner. Tamlyn is registered with the state of Texas as both a Broker-Dealer and an Investment Advisor Representative. Tamlyn is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
06/16/2016 - Present
Raymond James Financial Services Advisors, Inc. (PLANO TX)
TX
06/01/2009 - 06/30/2016
MORGAN STANLEY (PLANO TX)
TX
02/28/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PLANO TX)
MA
01/01/1998 - 02/29/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
03/19/1999 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NA
09/03/1993 - 01/01/1998
NATIONSSECURITIES
IA
Issued 09/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/14/1998
Series 4 - Registered Options Principal Examination
BC
Issued 02/27/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2001
Series 3 - National Commodity Futures Examination
BC
Issued 09/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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