Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tami? Claim Your ProfileTami Smith is a registered representative with Janus Henderson Distributors US LLC. Tami has been in the financial services industry since 1998 and has a Series 6, Series 7, Series 26 and Series 63 license. Tami previously worked for ALPS Distributors, Inc., AIM Distributors, Inc. and Invesco Distributors, Inc.. Tami is currently registered with the state of Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/08/2006 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CO
02/17/2006 - 05/23/2006
ALPS DISTRIBUTORS, INC. (DENVER CO)
TX
09/01/2003 - 10/14/2005
A I M DISTRIBUTORS, INC. (HOUSTON TX)
TX
07/06/1998 - 09/01/2003
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 07/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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