Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tami? Claim Your ProfileTami Lynn West has been in the securities industry since September 15, 2006 and is currently registered with Lument Securities, LLC in Columbus, Ohio. Tami Lynn West is a Series 6, 7, 24, 51, 52TO, 53, 66, and SIE licensed professional. Tami Lynn West has previously worked at Thrivent Investment Management Inc., MetLife Securities Inc., Chase Investment Services Corp., Nationwide Securities, LLC, 1717 Capital Management Company, Royal Alliance Associates, Inc., and NYLife Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
04/30/2019 - Present
Lument Securities, LLC (COLUMBUS OH)
MN
07/19/2013 - 04/26/2019
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
OH
07/01/2010 - 06/11/2013
METLIFE SECURITIES INC. (DUBLIN OH)
OH
02/18/2009 - 06/15/2010
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
OH
11/21/2007 - 02/24/2009
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
DE
11/21/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
OH
07/25/2006 - 10/24/2007
ROYAL ALLIANCE ASSOCIATES, INC. (COLUMBUS OH)
NY
07/06/2000 - 08/02/2000
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 10/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/01/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/08/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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