Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tami? Claim Your ProfileTami Rovall is a financial advisor with Wells Fargo Clearing Services, LLC. Tami has been in the financial services industry since 1989. Tami holds the Series 6, 7, 63, and 65 licenses. Tami has experience working with individuals, families, trusts, and corporations. Tami's focus is on providing comprehensive financial planning, investment management, and retirement planning services. Tami is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/17/2021 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
05/16/2013 - 06/17/2021
BBVA SECURITIES INC. (HOUSTON TX)
TX
04/13/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (HOUSTON TX)
TX
09/29/2009 - 03/31/2010
PARK AVENUE SECURITIES LLC (HOUSTON TX)
TX
09/19/2007 - 09/03/2009
WELLS FARGO ADVISORS, LLC (CYPRESS TX)
TX
02/22/2005 - 09/17/2007
COMPASS BROKERAGE, INC. (HOUSTON TX)
NY
08/20/2001 - 03/16/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MN
01/26/2001 - 09/19/2001
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
12/13/2000 - 09/19/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
08/19/1996 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
04/10/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NA
07/31/1996 - 08/19/1996
FIRST INTERSTATE INVESTMENTS,INC.
MN
08/25/1994 - 05/24/1996
FBS INVESTMENT SERVICES, INC. (SAINT PAUL MN)
NY
06/28/1993 - 09/06/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
TX
05/27/1987 - 08/19/1991
TRANSAMERICA FUND DISTRIBUTORS, INC. (HOUSTON TX)
IA
Issued 03/31/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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