Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tami-ellen? Claim Your ProfileTami-ellen Schlossberg is an investment advisor representative with UBS Financial Services Inc. Tami-ellen has been working in the financial industry since January 2000. Tami-ellen is licensed in New Jersey, New York, North Carolina, and Texas. Tami-ellen holds the Series 3, 7, 10, 63, 65, and SIE licenses. Tami-ellen has been associated with UBS Financial Services Inc. since June 2012. Prior to that, Tami-ellen was employed by Morgan Stanley Smith Barney and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
02/28/2024 - Present
UBS Financial Services Inc. (Purchase NY)
NJ
06/01/2009 - 06/28/2012
MORGAN STANLEY SMITH BARNEY (PARAMUS NJ)
NJ
05/17/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
MA
02/04/2000 - 05/05/2000
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
AZ
01/02/2000 - 02/07/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 12/12/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/26/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2012
Series 3 - National Commodity Futures Examination
BC
Issued 12/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Tami-ellen Schlossberg is the right advisor for you? Invested Better is here to help.
