Unclaimed
Tamara Leah Higgins is a financial advisor with Regal Investment Advisors LLC. Tamara has been in the industry since 1999 and has experience with a variety of financial products and services. Tamara is registered with the state of Pennsylvania, and holds several licenses and certifications, including Series 6, 7, 63, and 65. In addition to her work with Regal Investment Advisors LLC, Tamara is also an insurance agent. Tamara's experience and commitment to her clients make her a valuable resource for individuals and families seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third party fees
1
2
PA
05/08/2019 - Present
Regal Investment Advisors LLC (West Chester PA)
PA
09/30/2013 - 03/29/2019
KESTRA INVESTMENT SERVICES, LLC (West Chester PA)
PA
05/17/2012 - 10/02/2013
FSC SECURITIES CORPORATION (WESTCHESTER PA)
TX
07/13/2011 - 05/29/2012
SUMMITALLIANCE SECURITIES, L.L.C. (DALLAS TX)
FL
09/24/2010 - 07/01/2011
ALLEGIANT SECURITIES L.L.C. (MIAMI FL)
PA
09/17/2009 - 09/03/2010
MML INVESTORS SERVICES, INC. (EXTON PA)
PA
06/29/2007 - 09/03/2009
MONEY CONCEPTS CAPITAL CORP (DOWNINGTOWN PA)
DE
10/18/2002 - 07/09/2007
PRINCOR FINANCIAL SERVICES CORPORATION (WILMINGTON DE)
DE
09/23/2002 - 11/08/2002
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
PA
10/13/1999 - 09/03/2002
DIRECTED SERVICES, INC. (WEST CHESTER PA)
DE
06/30/2000 - 09/06/2000
ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)
IA
Issued 12/16/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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