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Tamara Leah Higgins

Regal Investment Advisors LLC

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About Tamara Leah Higgins

Tamara Leah Higgins is a financial advisor with Regal Investment Advisors LLC. Tamara has been in the industry since 1999 and has experience with a variety of financial products and services. Tamara is registered with the state of Pennsylvania, and holds several licenses and certifications, including Series 6, 7, 63, and 65. In addition to her work with Regal Investment Advisors LLC, Tamara is also an insurance agent. Tamara's experience and commitment to her clients make her a valuable resource for individuals and families seeking financial advice.

Firm Information

Tamara Higgins is currently registered with Regal Investment Advisors LLC. Regal Investment Advisors LLC is an investment advisor with offices in KENTWOOD, MI. The firm manages $2,550,489,630 in regulatory assets under management. They provide financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. The firm has 94 licensed agents, 117 investment advisor representatives, 77 registered representatives, and 117 investment advisory functions. They work with individuals, high-net-worth individuals, corporations or other businesses, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. They also participate in wrap fee programs.
Regal Investment Advisors LLC

2687 44TH STREET SE

KENTWOOD, MI 49512

$2.55B

Assets Under Management

73

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Third party fees

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Tamara Higgins’s Registration & Firm History

PA

05/08/2019 - Present

Regal Investment Advisors LLC (West Chester PA)

PA

09/30/2013 - 03/29/2019

KESTRA INVESTMENT SERVICES, LLC (West Chester PA)

PA

05/17/2012 - 10/02/2013

FSC SECURITIES CORPORATION (WESTCHESTER PA)

TX

07/13/2011 - 05/29/2012

SUMMITALLIANCE SECURITIES, L.L.C. (DALLAS TX)

FL

09/24/2010 - 07/01/2011

ALLEGIANT SECURITIES L.L.C. (MIAMI FL)

PA

09/17/2009 - 09/03/2010

MML INVESTORS SERVICES, INC. (EXTON PA)

PA

06/29/2007 - 09/03/2009

MONEY CONCEPTS CAPITAL CORP (DOWNINGTOWN PA)

DE

10/18/2002 - 07/09/2007

PRINCOR FINANCIAL SERVICES CORPORATION (WILMINGTON DE)

DE

09/23/2002 - 11/08/2002

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

PA

10/13/1999 - 09/03/2002

DIRECTED SERVICES, INC. (WEST CHESTER PA)

DE

06/30/2000 - 09/06/2000

ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)

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Licenses & Designations

IA

Issued 12/16/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/28/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2002

Series 7 - General Securities Representative Examination

BC

Issued 10/12/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tamara Leah Higgins.
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