Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tamara? Claim Your ProfileTamara Kaila Rose is a financial professional with over 7 years of experience in the industry. Tamara is currently registered with State Street Global Advisors Funds Distributors, LLC, and has previously held positions with SAGEPOINT FINANCIAL, INC., SII INVESTMENTS, INC., CURIAN CLEARING, LLC, and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Tamara holds the Series 7, Series 6, Series 63, and Series 65 licenses, as well as the SIE exam. Tamara is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/23/2022 - Present
State Street Global Advisors Funds Distributors, LLC (New York NY)
CA
11/14/2017 - 09/20/2019
SAGEPOINT FINANCIAL, INC. (CALABASAS CA)
CA
09/21/2016 - 11/14/2017
SII INVESTMENTS, INC. (WOODLANDS HILL CA)
CO
04/09/2012 - 03/22/2016
CURIAN CLEARING, LLC (DENVER CO)
CO
04/05/2011 - 08/23/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)
BC
Issued 01/27/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/19/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/04/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Tamara Rose is the right advisor for you? Invested Better is here to help.
