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Tamara Hughes

Transamerica Capital, Inc.

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About Tamara Hughes

Tamara Hughes is a financial professional with over 20 years of experience in the securities industry. She is currently registered with Transamerica Capital, Inc. in Cedar Rapids, IA. Tamara has a wide range of experience in the securities industry, including investments, insurance, and financial planning. She holds the Series 6, Series 7 and Series 63 licenses, as well as the SIE exam. Prior to joining Transamerica Capital, Inc., Tamara worked at W&S Brokerage Services, Inc. in Orland Park, IL, RE-DIRECT SECURITIES CORP in Villa Park, IL, and Prudential Securities Incorporated in New York, NY.

Firm Information

Tamara Hughes is currently registered with Transamerica Capital, Inc.. Transamerica Capital, Inc. is a Corporation formed on March 14, 1977 and approved in 53 states and the SEC. The firm is registered to provide investment advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tamara Hughes’s Registration & Firm History

IA

01/06/2021 - Present

Transamerica Capital, Inc. (CEDAR RAPIDS IA)

IL

05/16/2013 - 03/04/2019

W&S BROKERAGE SERVICES, INC. (ORLAND PARK IL)

IL

06/29/2002 - 10/18/2002

RE-DIRECT SECURITIES CORP (VILLA PARK IL)

NY

09/27/2000 - 07/17/2001

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/15/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/26/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tamara Hughes.
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