Unclaimed
Tamara Hughes is a financial professional with over 20 years of experience in the securities industry. She is currently registered with Transamerica Capital, Inc. in Cedar Rapids, IA. Tamara has a wide range of experience in the securities industry, including investments, insurance, and financial planning. She holds the Series 6, Series 7 and Series 63 licenses, as well as the SIE exam. Prior to joining Transamerica Capital, Inc., Tamara worked at W&S Brokerage Services, Inc. in Orland Park, IL, RE-DIRECT SECURITIES CORP in Villa Park, IL, and Prudential Securities Incorporated in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
01/06/2021 - Present
Transamerica Capital, Inc. (CEDAR RAPIDS IA)
IL
05/16/2013 - 03/04/2019
W&S BROKERAGE SERVICES, INC. (ORLAND PARK IL)
IL
06/29/2002 - 10/18/2002
RE-DIRECT SECURITIES CORP (VILLA PARK IL)
NY
09/27/2000 - 07/17/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 05/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Tamara Hughes is the right advisor for you? Invested Better is here to help.