Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tamara? Claim Your ProfileTamara Denice Fain is a financial professional with over 20 years of experience in the financial services industry. Currently, Tamara is a registered representative with Stifel, Nicolaus & Company, Inc. and Stifel Independent Advisors, LLC. Tamara is licensed in both the Broker-Dealer and Investment Advisor sectors, and provides financial planning and portfolio management services to a wide range of clients, including individuals, businesses, and institutions. Prior to joining Stifel, Tamara was a financial advisor with Edward Jones. Tamara holds a number of professional designations and is committed to providing her clients with high-quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/09/2018 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
03/20/2007 - 11/27/2017
EDWARD JONES (ST LOUIS MO)
MO
01/06/2005 - 03/09/2007
FFP SECURITIES, INC. (CHESTERFIELD MO)
MO
08/27/2002 - 07/15/2004
FFP SECURITIES, INC. (CHESTERFIELD MO)
MO
12/06/2000 - 08/27/2002
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 05/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/07/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/08/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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