Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tam thanh? Claim Your ProfileTam thanh Le is a registered investment advisor representative with LPL Financial LLC. Tam thanh Le is also registered as an investment advisor representative in California. Tam thanh Le has been in the financial services industry since January 5, 2023. Tam thanh Le has passed the Series 66, Series 7TO and SIE exams. Tam thanh Le provides financial planning, educational seminars, portfolio management for individuals and businesses, consulting and other non-discretionary advisory services to clients. Tam thanh Le is associated with LPL Financial LLC. LPL Financial LLC is a Registered Investment Advisor with more than $50 billion in assets under management. LPL Financial LLC provides financial planning, portfolio management, consulting and other non-discretionary advisory services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/14/2023 - Present
LPL Financial LLC (SUNNYVALE CA)
BOTH
Issued 02/10/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Tam thanh Le is the right advisor for you? Invested Better is here to help.
