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Tam Nguyen Vu

Transamerica Financial Advisors, Inc.

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About Tam Nguyen Vu

Tam Nguyen Vu is an experienced financial advisor with over 30 years in the industry. Tam has a strong background in providing financial advice and investment management services to individuals and families. Tam is currently registered with Transamerica Financial Advisors, Inc. and has previously held positions with World Group Securities, Inc., WMA Securities, Inc. and Intersecurities, Inc. Tam holds Series 6, 26 and 63 licenses and is qualified to provide a wide range of financial services. Tam is committed to helping clients achieve their financial goals and providing them with the personalized advice they need.

Firm Information

Tam Vu is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tam Vu’s Registration & Firm History

CA

01/06/2012 - Present

Transamerica Financial Advisors, Inc. (ALVISO CA)

CA

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (ALVISO CA)

GA

06/06/1994 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

FL

09/13/1993 - 06/06/1994

INTERSECURITIES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 10/04/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/22/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Tam Nguyen Vu. Review regulatory record here.
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