Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tam? Claim Your ProfileTam Nguyen is a registered representative with Fidelity Brokerage Services LLC. Tam has been in the securities industry for over 4 years. Tam has passed the Series 7, Series 63, and SIE exams. Tam is registered with the following states: Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, Virginia, Washington, and Wisconsin. Prior to joining Fidelity Brokerage Services LLC, Tam worked at J.P. MORGAN SECURITIES LLC and WELLS FARGO CLEARING SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/10/2023 - Present
Fidelity Brokerage Services LLC (SAN JOSE CA)
CA
01/13/2021 - 03/18/2023
J.P. MORGAN SECURITIES LLC (CAMPBELL CA)
CA
08/02/2019 - 11/04/2020
WELLS FARGO CLEARING SERVICES, LLC (SUNNYVALE CA)
BC
Issued 09/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/02/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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