Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Talia? Claim Your ProfileTalia Rockmore is a financial professional with over 3 years of experience in the industry. Talia is currently registered with KKR Capital Markets LLC and has been in this role since March 2023. Prior to this role, Talia was a registered representative with Neuberger Berman BD LLC and Sanford C. Bernstein & Co., LLC. Talia is licensed to provide investment advice in 53 states and holds Series 7, 63 and 65 securities licenses. Talia is committed to providing her clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/09/2023 - Present
KKR Capital Markets LLC (New York NY)
NY
03/19/2021 - 02/22/2023
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
11/07/2019 - 03/09/2021
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
IA
Issued 04/14/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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