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Takumune Kanaya

Smbc Nikko Securities America, Inc.

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About Takumune Kanaya

Takumune Kanaya is a registered representative with Smbc Nikko Securities America, Inc. Takumune has passed the Series 7TO, Series 24, Series 99TO and SIE exams.

Firm Information

Takumune Kanaya is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Takumune Kanaya’s Registration & Firm History

NY

05/07/2019 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/24/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 05/06/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/26/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Takumune Kanaya.
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