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Takashi Mori

American Capital Partners, LLC

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About Takashi Mori

Takashi Mori is a financial professional with over 30 years of experience in the industry. Takashi currently works at American Capital Partners, LLC. Takashi has held previous positions at Maxim Group LLC, Investec Ernst & Company, Bluestone Capital Securities, Inc. and Daiwa Securities America Inc. Takashi is a licensed securities professional with a variety of licenses and registrations.

Firm Information

Takashi Mori is currently registered with American Capital Partners, LLC. American Capital Partners, LLC is a Limited Liability Company formed in December 2001. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Takashi Mori’s Registration & Firm History

NY

08/07/2009 - Present

American Capital Partners, LLC (NEW YORK NY)

NY

10/23/2002 - 08/20/2009

MAXIM GROUP LLC (NEW YORK NY)

NY

04/12/2001 - 10/23/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

02/12/1999 - 03/28/2001

BLUESTONE CAPITAL SECURITIES, INC. (NEW YORK NY)

NY

02/05/1992 - 09/21/1998

DAIWA SECURITIES AMERICA INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/30/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/20/1992

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 03/02/1992

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/1993

Series 3 - National Commodity Futures Examination

BC

Issued 07/29/1992

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 02/03/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Takashi Mori. Review regulatory record here.
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