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Takafumi Kano

Mizuho Securities USA LLC

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About Takafumi Kano

Takafumi Kano is a securities professional with over six years of experience in the industry. Takafumi is currently registered with Mizuho Securities USA LLC and holds the Series 7, Series 63, Series 24 and SIE licenses. Takafumi has been working at Mizuho Securities USA LLC since October 2016 and is registered with the state of New York.

Firm Information

Takafumi Kano is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Takafumi Kano’s Registration & Firm History

NY

10/12/2016 - Present

Mizuho Securities USA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/23/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/03/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Takafumi Kano.
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