Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Takaaki? Claim Your ProfileTakaaki Sudo is a financial professional with over 14 years of experience in the securities industry. Currently, Takaaki Sudo is registered with Mizuho Securities USA LLC. Takaaki Sudo has previously held positions at Evercore Group L.L.C. and The Bridgeford Group, Inc. Takaaki Sudo holds FINRA Series 7, 24, 63, 79, and SIE licenses. Takaaki Sudo is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/24/2017 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
07/10/2009 - 03/22/2017
EVERCORE GROUP L.L.C. (NEW YORK NY)
NY
07/10/2009 - 03/08/2010
THE BRIDGEFORD GROUP, INC. (NEW YORK NY)
BC
Issued 07/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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