Unclaimed
Tak Yu Cheung is an active FINRA registered representative with Smbc Nikko Securities America, Inc. Tak Yu Cheung has been in the industry since February 12, 2012, and has passed the Series 27, Series 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/13/2012 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 02/10/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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