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Taishi Hosokawa

Mufg Securities Americas Inc.

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About Taishi Hosokawa

Taishi Hosokawa is a registered representative with Mufg Securities Americas Inc. Taishi is licensed to sell securities in Connecticut and New York. Taishi has passed the Series 7TO, Series 63, and SIE exams. Taishi is a new professional with a registration date of 8/23/2023.

Firm Information

Taishi Hosokawa is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Taishi Hosokawa’s Registration & Firm History

NY

08/23/2023 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/31/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/07/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Taishi Hosokawa.
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