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Taino Oscar Roman

Loop Capital Markets LLC

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About Taino Oscar Roman

Taino Roman is a financial advisor based in Clark, NJ. Taino is currently registered with Loop Capital Markets LLC, and has been working in the financial industry since April 28, 2000. Previously, Taino was registered with Doley Securities, LLC., Magna Securities Corp. and J. Streicher & Co. L.L.C.. Taino Roman holds several industry licenses, including Series 7, Series 25, Series 55, Series 57TO, and Series 63. Taino Roman has been registered with the state of New York since February 24, 2010.

Firm Information

Taino Roman is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Taino Roman’s Registration & Firm History

NJ

02/24/2010 - Present

Loop Capital Markets LLC (Clark NJ)

LA

01/10/2008 - 02/22/2010

DOLEY SECURITIES, LLC. (NEW ORLEANS LA)

NY

05/07/2007 - 02/11/2010

MAGNA (NEW YORK CITY NY)

NY

03/28/2001 - 04/17/2007

UBS SECURITIES LLC (NEW YORK NY)

NY

04/23/2001 - 05/16/2001

EMAC SECURITIES CORPORATION (NEW YORK NY)

NY

03/08/2000 - 03/20/2000

MAGNA SECURITIES CORP. (NEW YORK CITY NY)

NY

08/24/1998 - 07/29/1999

J. STREICHER & CO. L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/06/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/09/1999

Series 25 - NYSE Trading Assistant Examination

BC

Issued 08/22/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Taino Oscar Roman.
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