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Taichi Sasaki

Cantor Fitzgerald & Co.

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About Taichi Sasaki

Taichi Sasaki is a securities professional with over twenty years of experience in the industry. Taichi has held positions at several prominent firms including J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and Castleoak Securities, LP. Taichi is currently a registered representative at Cantor Fitzgerald & Co. where Taichi is focused on providing investment advice and trading services to individual and institutional clients. Taichi holds a variety of licenses and certifications including Series 3, 7, 55, 57TO, and 63.

Firm Information

Taichi Sasaki is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Taichi Sasaki’s Registration & Firm History

NY

01/31/2020 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

11/05/2018 - 01/31/2020

CASTLEOAK SECURITIES, LP (NEW YORK NY)

NY

02/23/2015 - 08/28/2018

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

02/21/2001 - 02/13/2015

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/29/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 08/28/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/24/2001

Series 3 - National Commodity Futures Examination

BC

Issued 02/20/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Taichi Sasaki.
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