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Tai Hyung Lee

Cetera Advisor Networks LLC

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About Tai Hyung Lee

Tai Hyung Lee is a financial advisor with Cetera Advisor Networks LLC. Tai is registered to provide financial advice in California. Tai has been in the financial industry since 1998. Previously, Tai has worked at Tower Square Securities, Inc. and Pruco Securities Corporation. Tai has passed the Series 6, Series 63 and SIE exams.

Firm Information

Tai Lee is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tai Lee’s Registration & Firm History

CA

09/03/2013 - Present

Cetera Advisor Networks LLC (LOS ANGELES CA)

CA

06/15/2000 - 09/03/2013

TOWER SQUARE SECURITIES, INC. (LOS ANGELES CA)

CA

07/27/1998 - 05/25/2000

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

NJ

12/23/1997 - 07/20/1998

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 01/13/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tai Hyung Lee.
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