Unclaimed
Tai Hyung Lee is a financial advisor with Cetera Advisor Networks LLC. Tai is registered to provide financial advice in California. Tai has been in the financial industry since 1998. Previously, Tai has worked at Tower Square Securities, Inc. and Pruco Securities Corporation. Tai has passed the Series 6, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/03/2013 - Present
Cetera Advisor Networks LLC (LOS ANGELES CA)
CA
06/15/2000 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (LOS ANGELES CA)
CA
07/27/1998 - 05/25/2000
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NJ
12/23/1997 - 07/20/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 01/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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