Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tai? Claim Your ProfileTai Git Wong is an investment advisor representative with Wells Fargo Clearing Services, LLC. Tai has been in the financial industry since 2005 and holds Series 6, 7, 63 and 65 licenses, as well as the SIE exam. Tai has been with Wells Fargo Clearing Services, LLC since May 2017 and was previously with J.P. Morgan Securities LLC from 2012 to 2017. Tai has experience providing financial planning, portfolio management, and investment consulting services to individual and business clients. Tai is registered to provide investment advisory services in Oregon and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
08/15/2023 - Present
Wells Fargo Clearing Services, LLC (VANCOUVER WA)
OR
10/01/2012 - 04/14/2017
J.P. MORGAN SECURITIES LLC (SPRINGFIELD OR)
OR
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SPRINGFIELD OR)
OR
11/14/2005 - 05/02/2009
WAMU INVESTMENTS, INC. (LEBANON OR)
IA
Issued 12/03/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/11/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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