Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tahsin? Claim Your ProfileTahsin Nawaz Faruki is a financial advisor with LPL Financial LLC, a large broker-dealer with over $50 billion in assets under management. Tahsin has been in the industry since 2014 and is licensed to provide financial services in multiple states. Tahsin is also registered with the Securities and Exchange Commission as an investment advisor representative. Tahsin offers a variety of services to individuals and businesses, including financial planning, investment management, and retirement planning. Tahsin is committed to providing clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
04/16/2024 - Present
LPL Financial LLC (ROCKVILLE MD)
MA
12/08/2023 - 04/16/2024
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
NV
09/28/2018 - 09/07/2023
WELLS FARGO CLEARING SERVICES, LLC (RENO NV)
NY
06/30/2016 - 06/26/2018
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
GA
06/16/2015 - 06/30/2016
METLIFE SECURITIES, INC (ATLANTA GA)
GA
08/18/2014 - 04/21/2015
COUNTRY CAPITAL MANAGEMENT COMPANY (Cumming GA)
BOTH
Issued 10/30/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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