Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tahira? Claim Your ProfileTahira Neal is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Tahira has been in the industry for over 20 years, and has a wealth of experience working with individuals, corporations and institutions. Tahira holds Series 7, Series 66 and SIE licenses, and is registered in California, Colorado, Connecticut, Georgia, Idaho, Illinois, Kentucky, Massachusetts, Minnesota, Missouri, New Jersey, New Mexico, North Carolina, Oregon, Pennsylvania, Tennessee, Texas, Utah, and Washington. Tahira has worked with previous firms such as Securities America, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Pruco Securities Corporation, American Express Financial Advisors Inc., and IDS Life Insurance Company. Tahira is committed to providing her clients with personalized financial advice and services to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/23/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
02/04/2006 - 07/05/2006
SECURITIES AMERICA, INC. (IRVINE CA)
MO
07/01/2003 - 02/03/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/22/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
12/12/2000 - 03/27/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
08/23/2000 - 11/09/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/23/2000 - 11/09/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/10/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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