Unclaimed
Taharka Farrell is a financial advisor with over 20 years of experience in the financial services industry. Taharka Farrell is currently registered with J.P. Morgan Securities LLC and holds Series 63, 66, and 7 licenses. Taharka Farrell specializes in providing financial planning and investment advice to individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
07/20/2021 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
05/13/2019 - 07/06/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
06/29/2017 - 03/15/2019
CHARLES SCHWAB & CO., INC. (Stamford CT)
NY
03/20/2013 - 05/15/2017
MORGAN STANLEY (NEW YORK NY)
NY
01/20/1999 - 03/24/2006
MURIEL SIEBERT & CO., INC. (NEW YORK NY)
NY
05/30/1997 - 08/04/1997
GKN SECURITIES CORP. (NEW YORK NY)
NY
01/13/1997 - 06/30/1997
WORTHINGTON CAPITAL GROUP, INC. (GARDEN CITY NY)
NY
10/19/1995 - 10/23/1996
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
08/04/1995 - 11/07/1995
A. R. BARON & CO., INC. (NEW YORK NY)
BOTH
Issued 04/16/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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