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Tagbo Obinna Ugo-obi

FHN Financial Securities Corp.

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About Tagbo Obinna Ugo-obi

Tagbo Obinna Ugo-obi is a securities professional registered in Illinois. Tagbo is currently registered with Fhn Financial Securities Corp.. Tagbo has been in the securities industry since August 20, 2019. Tagbo has passed the Series 63, Series 7TO, Series 79TO and SIE exams.

Firm Information

Tagbo Ugo-obi is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tagbo Ugo-obi’s Registration & Firm History

IL

05/27/2024 - Present

FHN Financial Securities Corp. (CHICAGO IL)

TN

08/20/2019 - 01/06/2020

B. C. ZIEGLER AND COMPANY (NASHVILLE TN)

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Licenses & Designations

BC

Issued 07/20/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/27/2024

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2024

Series 7TO - General Securities Representative Examination

BC

Issued 08/20/2019

Series 79TO - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tagbo Obinna Ugo-obi.
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