Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Taft? Claim Your ProfileTaft Stephenson is a financial advisor with over 25 years of experience in the financial services industry. Taft currently works as a Registered Representative at Merrill Lynch, Pierce, Fenner & Smith Inc. in Wilmington, NC. Previously, Taft was registered with MORGAN KEEGAN & COMPANY, INC. in Memphis, TN from 1995 to 1999. Taft holds Series 7, 63 and 65 licenses and is registered in 32 states for both broker-dealer and investment advisor activities. Taft has a broad range of experience and specializes in providing financial advice to a variety of clients, including individuals, families, businesses, institutions and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/16/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WILMINGTON NC)
TN
10/12/1995 - 05/10/1999
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IA
Issued 07/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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