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Taffy Lee Guillen

Capital Synergy Partners

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About Taffy Lee Guillen

Taffy Lee Guillen is a financial advisor with over 20 years of experience in the industry. Taffy currently holds registrations with Capital Synergy Partners and CPS Financial & Insurance Services, Inc., both located in Irvine, CA. Taffy's previous experience includes positions with VOYA FINANCIAL PARTNERS, LLC, WASHINGTON SQUARE SECURITIES, INC. and ADP BROKER-DEALER, INC. Taffy specializes in financial planning, portfolio management for individuals, and the selection of other advisors.

Firm Information

Taffy Guillen is currently registered with Capital Synergy Partners. Capital Synergy Partners is a corporation formed in 1999 and registered with the SEC and in all 50 states. They provide financial planning and portfolio management services to individuals and high-net-worth individuals. They manage approximately $89.1 million in assets for 386 clients.

$89.11M

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Csp receives third party referral, selection & monitoring fees

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Taffy Guillen’s Registration & Firm History

CA

08/24/2023 - Present

Capital Synergy Partners (IRVINE CA)

CT

03/10/2001 - 09/23/2019

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

CT

04/14/2000 - 03/16/2001

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

NJ

05/02/1995 - 11/23/1998

ADP BROKER-DEALER, INC. (ROSELAND NJ)

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Licenses & Designations

BC

Issued 05/03/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/26/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Taffy Lee Guillen.
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