Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tae? Claim Your ProfileTae Yun kim Oak is a registered representative with J.P. Morgan Securities LLC. Tae Yun kim Oak has been in the financial services industry since 2014. Tae Yun kim Oak holds Series 66, Series 9, Series 10, Series 24, SIE and Series 7 licenses. Tae Yun kim Oak is registered to provide investment advice in 54 states. Tae Yun kim Oak's previous experience includes employment at S F Sentry Securities, Inc.. Tae Yun kim Oak's branch office locations are in Danville, CA, Columbus, OH, and Pleasanton, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
06/12/2018 - Present
J.p. Morgan Securities LLC (Danville CA)
CA
12/01/2014 - 10/13/2016
S F SENTRY SECURITIES, INC. (SAN FRANCISCO CA)
CA
11/08/2013 - 04/24/2014
S F SENTRY SECURITIES, INC. (SAN FRANCISCO CA)
BOTH
Issued 03/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/21/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/25/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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