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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tae? Claim Your ProfileTae Ho is a registered investment advisor representative with Gold Coast Securities, Inc. Tae has been in the securities industry since April 14, 1997. Tae has passed a number of industry exams, including the Series 7, Series 24, Series 27, Series 53, Series 63, Series 65 and SIE exams. Tae is licensed to provide investment advisory services in California and Washington. Tae has experience working with clients in Thousand Oaks, CA and Los Angeles, CA. Tae has previously worked with National Planning Corporation and Select Capital Corporation. In addition to being a registered investment advisor representative, Tae is also a principal for Gold Coast Securities, Inc. Gold Coast Securities, Inc. provides investment advisory services to high-net-worth individuals, other individuals, insurance companies, investment companies, charitable organizations, and corporations or other businesses. Gold Coast Securities, Inc. is a registered investment advisor with the Securities and Exchange Commission (SEC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/23/2003 - Present
Gold Coast Securities, Inc. (THOUSAND OAKS CA)
CA
08/20/1999 - 06/18/2001
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
03/05/1997 - 07/09/1999
SELECT CAPITAL CORPORATION (SACRAMENTO CA)
IA
Issued 06/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/26/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/30/1998
Series 4 - Registered Options Principal Examination
BC
Issued 04/06/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/09/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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