Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tae? Claim Your ProfileTae Hullum is a financial advisor with over 2 years of experience in the industry. Tae is currently registered with Raymond James & Associates, Inc. and is licensed to offer investment advice in Arizona. Prior to joining Raymond James & Associates, Inc., Tae was employed by Robinhood Financial, LLC and PNC Investments. Tae is a Series 66, Series 63, Series 4, Series 10, Series 9, Series 7TO and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
11/15/2022 - Present
Raymond James & Associates, Inc. (Phoenix AZ)
AZ
06/29/2021 - 07/05/2022
ROBINHOOD FINANCIAL, LLC (Tempe AZ)
OH
06/10/2020 - 05/17/2021
PNC INVESTMENTS (CLEVELAND OH)
BOTH
Issued 10/20/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2023
Series 4 - Registered Options Principal Examination
BC
Issued 04/22/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/07/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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