Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tae? Claim Your ProfileTae Bum Kim is a financial advisor with over 20 years of experience in the industry. Tae Bum has a diverse background in financial services, having worked with multiple firms including Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, First Allied Securities, Inc., Summit Brokerage Services, Inc., Girard Securities, Inc., Woodbury Financial Services, Inc., Royal Alliance Associates, Inc., Sagepoint Financial, Inc., FSC Securities Corporation, and Valic Financial Advisors, Inc. Tae Bum is currently registered with LPL Financial LLC and is licensed to provide financial advice in multiple states. Tae Bum's expertise includes financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
04/25/2018 - Present
LPL Financial LLC (FORT MILL SC)
GA
06/29/2017 - 12/22/2017
CETERA ADVISOR NETWORKS LLC (ATLANTA GA)
GA
06/29/2017 - 12/22/2017
CETERA ADVISORS LLC (ATLANTA GA)
GA
06/29/2017 - 12/22/2017
CETERA FINANCIAL SPECIALISTS LLC (ATLANTA GA)
GA
06/29/2017 - 12/22/2017
CETERA INVESTMENT SERVICES LLC (ATLANTA GA)
GA
06/29/2017 - 12/22/2017
FIRST ALLIED SECURITIES, INC. (ATLANTA GA)
GA
06/29/2017 - 12/22/2017
SUMMIT BROKERAGE SERVICES, INC. (ATLANTA GA)
GA
06/29/2017 - 11/01/2017
GIRARD SECURITIES, INC. (ATLANTA GA)
MN
01/08/2014 - 02/03/2017
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
AZ
03/27/2008 - 02/03/2017
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
03/27/2008 - 02/03/2017
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
GA
06/02/2005 - 02/03/2017
FSC SECURITIES CORPORATION (ATLANTA GA)
TX
07/10/2015 - 04/06/2016
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
GA
03/27/2008 - 03/03/2009
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
AZ
03/27/2008 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NJ
07/28/2000 - 05/27/2005
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BOTH
Issued 04/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/07/2003
Series 4 - Registered Options Principal Examination
BC
Issued 02/10/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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