Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tadd? Claim Your ProfileTadd Duane Hicks is a financial advisor with Raymond James & Associates, Inc. located in ST LOUIS, MO. Tadd has been in the financial industry since 1992 and has a strong track record of success. Tadd's previous experience with UBS Financial Services Inc. provides a broad understanding of investment strategies. Tadd holds the Series 63 and 65 licenses, as well as the Series 7 and SIE licenses. Tadd is also a Certified Financial Planner. Tadd's areas of expertise include portfolio management, financial planning, and selection of other advisors. Tadd works with a variety of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/13/2016 - Present
Raymond James & Associates, Inc. (ST LOUIS MO)
MO
10/11/1992 - 10/04/2016
UBS FINANCIAL SERVICES INC. (CHESTERFIELD MO)
IA
Issued 11/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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