Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tabitha? Claim Your ProfileTabitha Pugliese is a financial professional with over 20 years of experience in the industry. Currently registered with Fidelity Brokerage Services LLC, Tabitha has previously worked at National Financial Services LLC, ICAP Electronic Broking LLC, and Fidelity Investments Institutional Services Company, Inc. Tabitha holds a number of professional licenses and designations, including Series 6, 7, 24, 55, 57TO, 63, 99TO and SIE. Tabitha is located in Jersey City, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
04/28/2023 - Present
Fidelity Brokerage Services LLC (JERSEY CITY NJ)
NJ
03/17/2014 - 01/12/2022
NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NJ
07/29/2010 - 01/31/2013
ICAP ELECTRONIC BROKING LLC (JERSEY CITY NJ)
NJ
11/10/1999 - 07/06/2010
NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)
RI
08/27/1998 - 11/10/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
08/15/1997 - 08/27/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
04/24/1997 - 08/07/1997
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 06/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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