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Tabatha Ann Chapman

Fidelity Brokerage Services LLC

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About Tabatha Ann Chapman

Tabatha Chapman is a financial professional with over 15 years of experience in the industry. Tabatha is currently registered with Fidelity Brokerage Services LLC and holds Series 6, 7, 24 and 63 licenses. Tabatha has a wide range of experience in the financial services industry, including securities, investments, and financial planning. Tabatha is licensed in all 50 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands.

Firm Information

Tabatha Chapman is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tabatha Chapman’s Registration & Firm History

NH

04/17/2008 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 08/11/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/17/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/2016

Series 7 - General Securities Representative Examination

BC

Issued 04/15/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Tabatha Ann Chapman.
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