Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you T? Claim Your ProfileT. Scott Robertson is a financial advisor with over 30 years of experience in the industry. T. Scott Robertson currently works for Wells Fargo Clearing Services, LLC, providing investment advice and financial planning services to individual and institutional clients. Prior to joining Wells Fargo Clearing Services, LLC, T. Scott Robertson worked for Morgan Stanley and Citigroup Global Markets Inc. T. Scott Robertson is licensed to provide investment advice and financial planning services in a number of states, including Mississippi, Texas, Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Idaho, Illinois, Louisiana, Maryland, Missouri, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Tennessee, Virginia, Washington, and West Virginia. T. Scott Robertson holds Series 7, 31, 63, and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MS
02/19/2019 - Present
Wells Fargo Clearing Services, LLC (RIDGELAND MS)
MS
06/01/2009 - 02/19/2019
MORGAN STANLEY (RIDGELAND MS)
MS
02/24/1995 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (JACKSON MS)
NY
07/21/1993 - 03/13/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/10/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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