Unclaimed
T Scott Newman is a financial advisor with Equitable Advisors, LLC. Newman has been in the industry since 1991. Newman is registered in Florida, Illinois, Iowa, Kansas, Missouri, Nebraska, Ohio, South Dakota, Texas, and Utah. Newman offers a variety of financial planning and investment advisory services to individuals, businesses, and charitable organizations. Newman holds the following licenses and certifications: Series 7, Series 6, Series 63, Series 24, Series 26, Series 51, Series 53, and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NE
05/30/2024 - Present
Equitable Advisors, LLC (OMAHA NE)
NE
07/29/1991 - 05/09/2007
PRUCO SECURITIES, LLC. (OMAHA NE)
NJ
07/29/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 03/01/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/06/2007
Series 24 - General Securities Principal Examination
BC
Issued 06/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/02/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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