Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you T? Claim Your ProfileT Ray Phillips IV is a financial advisor associated with MML Investors Services, LLC, and has been in the industry since March 1996. T Ray Phillips IV is registered with the state of Indiana as an Investment Advisor Representative. T Ray Phillips IV has earned a Series 6, 7, and 66 securities license and the SIE exam. T Ray Phillips IV is also a Chartered Financial Consultant. T Ray Phillips IV has experience in providing a variety of financial services, including financial planning, asset allocation, investment management, and selection of other advisers. T Ray Phillips IV currently works out of the Indianapolis, IN branch office of MML Investors Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IN
03/11/2002 - Present
MML Investors Services, LLC (Indianapolis IN)
NA
03/20/1996 - 04/10/1996
G. R. PHELPS & CO., INC.
BOTH
Issued 11/06/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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