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Szymon Jozef Piecuch

Mizuho Securities USA LLC

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About Szymon Jozef Piecuch

Szymon Jozef Piecuch is a financial professional with over 10 years of experience in the industry. Szymon is currently registered with Mizuho Securities USA LLC and holds Series 7, 79, and 63 licenses. Previously, Szymon was registered with JCRA Financial LLC, HSBC Securities (USA) Inc. and RBC Capital Markets, LLC. Szymon is a dedicated and experienced financial professional committed to providing clients with the highest quality of service.

Firm Information

Szymon Piecuch is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Szymon Piecuch’s Registration & Firm History

NY

02/06/2018 - Present

Mizuho Securities USA LLC (NEW YORK NY)

PA

01/12/2017 - 02/07/2018

JCRA FINANCIAL LLC (KENNETT SQUARE PA)

NY

04/12/2016 - 11/03/2016

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

01/06/2015 - 03/17/2015

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/15/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 01/05/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Szymon Jozef Piecuch.
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