Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Synthia? Claim Your ProfileSynthia Deese is a financial advisor with over 30 years of experience in the industry. Synthia has held several positions at prominent firms such as Salomon Smith Barney Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and PaineWebber Incorporated, before joining Wells Fargo Clearing Services, LLC. Synthia is registered with the state of Colorado and Kentucky. Synthia has a wide range of experience working with individual and corporate clients providing investment advice and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
06/18/2012 - Present
Wells Fargo Clearing Services, LLC (LEXINGTON KY)
MO
02/17/1998 - 04/04/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
02/15/2000 - 09/14/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NA
06/26/1995 - 01/16/1997
EVEREN SECURITIES, INC.
NY
02/09/1995 - 03/03/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
11/27/1991 - 02/28/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/02/1986 - 07/03/1990
BOETTCHER & COMPANY, INC.
NA
08/20/1985 - 07/03/1990
BOETTCHER & COMPANY, INC.
BOTH
Issued 11/05/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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