Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sylvia? Claim Your ProfileSylvia Yoonhee Ahn is a registered investment advisor representative with Principal Securities, Inc. Sylvia has been in the financial services industry since December 16, 2014. Sylvia is licensed to sell securities in California, Colorado, and Hawaii. Sylvia offers investment advisory services to individuals, businesses, and pension and profit-sharing plans. Sylvia is also a licensed insurance agent, selling life, disability, annuity, health, long-term care, dental, Medicare, and medical insurance through various carriers. Sylvia's previous experience includes working at MML Investors Services, LLC and Securian Financial Services, Inc. Sylvia holds the following licenses: Series 6, Series 7, Series 24, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
04/08/2024 - Present
Principal Securities, Inc. (COSTA MESA CA)
CA
11/15/2022 - 04/09/2024
MML INVESTORS SERVICES, LLC (Newport Beach CA)
CA
07/30/2020 - 11/18/2022
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
CA
02/16/2007 - 01/20/2012
AXA ADVISORS, LLC (LOS ANGELES CA)
BC
Issued 08/07/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/07/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/2009
Series 24 - General Securities Principal Examination
BC
Issued 07/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/10/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/15/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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