Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sylvia? Claim Your ProfileSylvia Sun is a financial professional with over 10 years of experience in the securities industry. Sylvia Sun holds Series 63, SIE, and Series 79 licenses. Sylvia Sun is currently registered with Mufg Securities Americas Inc. and is licensed in New York and Texas. Sylvia Sun was previously employed by BTMU Securities, Inc., Standard Chartered Securities (North America) Inc., and RBS Securities Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
TX
07/09/2013 - 04/01/2017
BTMU SECURITIES, INC. (HOUSTON TX)
TX
10/02/2012 - 07/08/2013
STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (HOUSTON TX)
CT
09/21/2011 - 08/24/2012
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 09/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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