Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sylvia? Claim Your ProfileSylvia Sook Han is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. and has been in the securities industry since September 29, 2011. Sylvia Sook Han is licensed to provide investment advice in several states, including California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, and Texas. She has passed several industry exams, including the Series 66, Series 31, and Series 7 exams. Sylvia Sook Han has been employed at Merrill Lynch, Pierce, Fenner & Smith Inc. since March 2013. Previously, Sylvia Sook Han worked at MORGAN STANLEY from September 30, 2011 to April 8, 2013. Sylvia Sook Han also serves as a board member for the Cary Library Foundation and the Boston Lyric Opera.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
07/11/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
MA
09/30/2011 - 04/08/2013
MORGAN STANLEY (BOSTON MA)
BOTH
Issued 11/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 09/29/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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